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Continuing Education

  • IAC’s training programs allow you to educate staff quickly, efficiently and cost-effectively; minimize your regulatory risk; learn practical methods to satisfy regulatory and compliance requirements; and focus your training on specific topics.
  • Demand for our training programs is increasing as advisers recognize the importance of training to the integrity of their overall compliance program. We provide training in person or remotely. Our training programs are customized to meet the needs of the client.
  • We develop and deliver compliance seminars and annual compliance meetings tailored to your firm’s specific business activities and compliance needs. We also offer seminars and compliance meetings on specific rules, topics, product lines and business activities, as requested.
  • In an effort to assist you in meeting the challenge of new rules and regulatory initiatives, we offer compliance and supervisory training in person, via conference call, or webinar.